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" This subsection shall not be construed to cover any transaction where such beneficial owner was not such both at the time of the purchase and sale, or the sale and purchase, of the security involved, or any transaction or transactions which the Commission... "
Accounting Reform and Investor Protection: Reports, bills, and the Sarbanes ... - Pagina 2199
de United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 2003
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volumul 423

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1977 - 970 pagini
...provision specifies, however, that § 16 (b) shall not be construed to cover any transaction where the beneficial owner was not such both "at the time of" the purchase and sale of the securities involved. Since the amount of petitioner's debentures received by respondent was...
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 pagini
...Irrespective of the certificates for such security received or delivered pursuant to such purchases and sales. This subsection shall not be construed to cover any...such both at the time of the purchase and sale or sale and purchase of the security involved, nor any transaction or transactions which the Commission...
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 pagini
...irrespective of the certificates for such security received or delivered pursuant to such purchases and sales. This subsection shall not be construed to cover any...owner was not such both at the time of the purchase ami sale or sale and purchase of the security involved, nor any transaction or transactions which the...
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Official Summary of Stock Transactions and Holdings of Officiers ..., Volumul 1

United States. Securities and Exchange Commission - 1935 - 208 pagini
...suhsection shall not he construed to cover any transaction where such heneficial owner was not such hoth at the time of the purchase and sale, or the sale and purchase, of the security involved, or any transaction or transactions which the Commission hy rules and regulations may exempt...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1956 - 900 pagini
...shall fail diligently to prosecute the same thereafter; but no such suit shall be brought more than two years after the date such profit was realized. This...and sale, or the sale and purchase, of the security involved, or any transaction or transactions which the Commission by rules and regulations may exempt...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 pagini
...shall fail diligently to prosecute the same thereafter; but no such suit shall be brought more than two years after the date such profit was realized. This...and sale, or the sale and purchase, of the security involved, or any transaction or transactions which the Commission by rules and regulations may exempt...
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United States Code, Volumul 2

United States - 1953 - 1692 pagini
...fail diligently to prosecute the same thereafter ; but no such suit shall be brought more than two years after the date such profit was realized. This subsection shall not cover any transaction where such person was not an officer or director at the times of the purchase...
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Study of Monopoly Power: Hearings Before the Subcommittee on Study of ...

United States. Congress. House. Committee on the Judiciary. Subcommittee No. 5, United States. Congress. House. Committee on the Judiciary. Subcommittee on Study of Monopoly Power - 1949 - 848 pagini
...subsection shall not cover any transaction where such person was not an officer or director at the times of the purchase and sale, or the sale and purchase, of the security involved, or any transaction or transactions which the Commission by rules and regulations may, as...
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Study of Monopoly Power: Hearings Before the Subcommittee on Study of ...

United States. Congress. House. Committee on the Judiciary. Subcommittee on Study of Monopoly Power - 1949 - 850 pagini
...shall fail diligently to prosecute the same thereafter, but no such suit shall be brought more than two years after the date such profit was realized. This subsection shall not cover any transaction where such person was not an officer or director at the times of the purchase...
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Reports of the Tax Court of the United States, Volumul 17

United States. Tax Court - 1952 - 1718 pagini
...same thereafter ; but no such suit shall be brought more than two years after the date such proflt was realized. This subsection shall not be construed...and sale, or the sale and purchase, of the security Involved, or any transaction or transactions which the Commission by roles and regulations may exempt...
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