Câmpuri ascunse
Cărți Cărțile
" ... necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this title. "
Accounting Reform and Investor Protection: Reports, bills, and the Sarbanes ... - Pagina 1700
de United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 2003
Vizualizare completă - Despre această carte

Decisions and Reports, Volumul 11

United States. Securities and Exchange Commission - 1945 - 1290 pagini
...title or of any rule or regulation thereunder, If and to the extent that such exempli ou is necessary or appropriate in the public interest and consistent with the protection of investons and the purposes fairly intended by the policy and provisions of this title. •Section 10...
Vizualizare completă - Despre această carte

Decisions of the Comptroller General of the United States, Volumul 71

United States. General Accounting Office - 1922 - 640 pagini
...Act] or of any rule or regulation thereunder, if and to the extent that such exemption is necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of [the Act]. 15 USC § 80a-6(c). Pursuant...
Vizualizare completă - Despre această carte

Decisions and Reports, Volumul 23

United States. Securities and Exchange Commission - 1953 - 824 pagini
...title or of any rule or regulation thereunder, if and to the extent that such exemption is necessary or appropriate In the public Interest and consistent with the protection of Investors and the purposes fairly Intended by the policy and provisions of this title. More particularly, applicant...
Vizualizare completă - Despre această carte

Decisions and Reports, Volumul 35

United States. Securities and Exchange Commission - 1957 - 756 pagini
...title or of any rule, or regulation thereunder, if and to the extent that such exemption Is necessary or appropriate in the public Interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this title." 35 SEC— IC — 40 1984...
Vizualizare completă - Despre această carte

Decisions and Reports, Volumul 9

United States. Securities and Exchange Commission - 1943 - 1160 pagini
...this title or any rule or regulation thereunder, If and to the extent that such exemption Is necessary or appropriate in the public Interest and consistent with the protection of Investors and the purposes fairly Intended by the policy and provisions of this title. 9 SEC 1. C.-190 total...
Vizualizare completă - Despre această carte

Decisions and Reports, Volumul 28

United States. Securities and Exchange Commission - 1955 - 1022 pagini
...title or of any rule or regulation thereunder, if and to the extent that such exemption is necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this tide. " 'Bankers Securities Corporation,...
Vizualizare completă - Despre această carte

Decisions and Reports, Volumul 8

United States. Securities and Exchange Commission - 1941 - 1124 pagini
...need in order to include information on these investments in its report to its stockholders. (3) It is appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of the Investment Company Act of 1940...
Vizualizare completă - Despre această carte

Decisions and Reports

United States. Securities and Exchange Commission - 1956 - 1172 pagini
...connection with a proposed merger which cannot be consummated without the approval of stockholders 4, is appropriate in the public interest and consistent with the protection of investors and with the purposes fairly intended by the policy and provisions of the Investment Company Act. IT...
Vizualizare completă - Despre această carte

Decisions and Reports

United States. Securities and Exchange Commission - 1958 - 1232 pagini
...have also concluded and find, under the authority of Section 6 (c), that the requested exemption is appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of the Act, and that the compensation...
Vizualizare completă - Despre această carte

Hearings, Reports and Prints of the Senate Committee on Banking ..., Părțile 1-4

United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1174 pagini
...rule or regulation thereunder, if and to the extent that the Commission finds such exemption necessary or appropriate in the public interest and consistent with the protection of investors. That is the one that has this awful broad sound. As I started to say before, this is the section which...
Vizualizare completă - Despre această carte




  1. Biblioteca mea
  2. Ajutor
  3. Căutare avansată de cărți
  4. Descarcă ePub
  5. Descarcă PDF