 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 264 pagini
...not exempted under sections 3 or 4, except to such extent and subject to such terms and conditions as the Commission, having due regard for the public interest and the protection of investors, may prescribe by rules or regulations with respect to any class of persons, securities,... | |
 | 1971 - 660 pagini
...privileges on the exchange has been filed. -21 315 (c) Notwithstanding paragraph (b) of this section, the Commission, having due regard for the public interest and the protection of investors, may at any time extend the period of exemption of any security by this rule or may sooner... | |
 | United States. Securities and Exchange Commission - 1939 - 1152 pagini
...Commission, that the Federal Trade Commission thereupon issued an order, reading in part as follows : The Commission, having due regard for the public interest and the protection of investors, and the amendments filed August 21, 1933, the registration statement of the Bankers Union... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1954 - 176 pagini
...exempted from section ", of said Act, except to such extent and subject to such terms and conditions as the Commission, having due regard for the public interest and the protection of Investors, may prescribe by rules or regulations with respect to any class of persons, securities,... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1954 - 168 pagini
...exempted from section 5 of said net. except to such extent and subject to such terms and conditions as the Commission, having due regard for the public interest and the protection of investors, may prescribe by rules or regulations with respect to any class of persons, securities,... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 pagini
...exempted from section 5 of said Act, except to such extent and subject to such terms and conditions as the Commission, having due regard for the public interest and the protection of investors, may prescribe by rules or regulations with respect to any class of persons, securities,... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1959 - 2024 pagini
...exempted from section 5 of said Act, except to such extent and subject to such terms and conditions as the Commission, having due regard for the public interest and the protection of investors, may prescribe by rules or regulations with respect to any class of persons, securities,... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1963 - 152 pagini
...exempted from section 5 of said Act, except to such extent and subject to such terms and conditions as the Commission, having due regard for the public interest and the protection of investors, may prescribe by rules or regulations with respect to any class of persons, securities,... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1963 - 490 pagini
...exempted from section 5 of said Act, except to such extent and subject to such terms and conditions as the Commission, having due regard for the public interest and the protection of investors, may prescribe by rules or regulations with respect to any class of persons, securities,... | |
| |
... company or unit investment trust, if any other security of the same class is currently being offered or sold by the issuer or by or through an underwriter in a distribution which is not exempted from section 5 of said Act, except to such extent and... 
