 | United States - 2000 - 1216 pagini
...clearly inconsequential. (2) Response to failure to take remedial action If, after determining that the audit committee of the board of directors of the Issuer, or the board of directors of the issuer in the absence of an audit committee, is adequately informed with... | |
 | Dan K. Webb, Robert W. Tarun, Steven F. Molo - 2023 - 1436 pagini
...chief legal counsel or the chief executive officer of the company (or the equivalent thereof); and if the counsel or officer does not appropriately respond...directly or indirectly by the issuer or to the board of directors."76'17 This is one of the more controversial provisions of the Act because, instead of allowing... | |
 | Ralph C. Ferrara, Kevin T. Abikoff, Laura Leedy Gansler - 2013 - 1180 pagini
...legal counsel or the chief executive officer of the company (or the equivalent thereof); and (2) if the counsel or officer does not appropriately respond...committee of the board of directors of the issuer or top another committee of the board of directors comprised solely of directors not employed directly... | |
 | United States - 1999 - 740 pagini
...clearly inconsequential. (2) RESPONSE TO FAILURE TO TAKE REMEDIAL ACTION. — If, after determining that the audit committee of the board of directors of the issuer, or the board of directors of the issuer in the absence of an audit committee, is adequately informed with... | |
 | United States - 1997 - 776 pagini
...clearly inconsequential. (2) RESPONSE TO FAILURE TO TAKE REMEDIAL ACTION. — If, after determining that the audit committee of the board of directors of the issuer, or the board of directors of the issuer in the absence of an audit committee, is adequately informed with... | |
 | United States - 1999 - 882 pagini
...clearly inconsequential. (2) RESPONSE TO FAILURE TO TAKE REMEDIAL ACTION. — If, after determining that the audit committee of the board of directors of the issuer, or the board of directors of the issuer in the absence of an audit committee, is adequately informed with... | |
 | John H. Mathias, David M. Kroeger, Matthew M. Neumeier, Jerry J. Burgdoerfer - 2000 - 716 pagini
...information, then the attorney must report the evidence to the audit committee, another board committee comprised solely of directors not employed directly or indirectly by the issuer, or to the board of directors.173 Another provision of Sarbanes-Oxley requires issuers to disclose in their annual reports... | |
 | United States - 2001 - 860 pagini
...clearly inconsequential. (2) RESPONSE TO FAILURE TO TAKE REMEDIAL ACTION. — If, after determining that the audit committee of the board of directors of the issuer, or the board of directors of the issuer in the absence of an audit committee, is adequately informed with... | |
 | United States - 2003 - 946 pagini
...legal counsel or the chief executive officer of the company (or the equivalent thereof); and (2) if the counsel or officer does not appropriately respond...indirectly by the issuer, or to the board of directors. SEC. 308. [15 USC 7246] FAIR FUNDS FOR INVESTORS. (a) CIVIL PENALTIES ADDED TO DISGORGEMENT FUNDS FOR... | |
 | United States - 2003 - 962 pagini
...legal counsel or the chief executive officer of the company (or the equivalent thereof); and (2) if the counsel or officer does not appropriately respond...board of directors comprised solely of directors not em1 So in law. The first paragraph (3) of subsection (b) provides for an amendment to existing law.... | |
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... (2) if the counsel or officer does not appropriately respond to the evidence (adopting, as necessary, appropriate remedial measures or sanctions with respect to the violation), requiring the attorney to report the evidence to the audit committee of... 
