 | United States - 1968 - 374 pagini
...becoming such, (A) has willfully made or caused to be made in any application for registration or report filed with the Commission under this title, or in...respect to registration, any statement which was at the tune and in the light of the circumstances under which it was made false or misleading with respect... | |
 | United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1164 pagini
...statement, or document filed pursuant to this Act, or any rule or regulation thereunder, which statement was at the time and in the light of the circumstances...it was made false or misleading with respect to any material fact; shall be liable In the same manner, to the same extent, and subject to the same limitations... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1936 - 36 pagini
...or in any proceeding before the Commission with respect to registration pursuant to this subsection any statement which was at the time and in the light...or misleading with respect to any material fact; or (B) has been convicted within ten years preceding the filing of any such application or at any time... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 pagini
...pursuant to any provisions of this act, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein or necessary to make the statements... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 pagini
...pursuant to any provisions of this act, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein or necessary to make the statements... | |
 | United States. Congress. Senate. Committee on Finance - 1939 - 1104 pagini
...pursuant to any provisions of this title, or any rule, regulation, or order thereunder, which statement was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who shall omit to state any material fact required to be stated therein or necessary to make the statements... | |
 | United States. Securities and Exchange Commission - 1950 - 856 pagini
...application for registration pursuant to this subsection or in any document supplemental thereto . . . any statement which was at the time and in the light...misleading with respect to any material fact; ... or (D) has willfully violated any provision of the Securities Act of 1933, as amended, or of this title,... | |
 | United States. Securities and Exchange Commission - 1956 - 1172 pagini
...or in any proceeding before the Commission with respect to registration pursuant to this subsection any statement which was at the time and in the light...or misleading with respect to any material fact; or ... (D) has willfully violated any provision of the Securities Act of 1933, as amended, or of this... | |
 | United States. Securities and Exchange Commission - 1956 - 900 pagini
...a national securities exchange, for the purpose of inducing the purchase or sale of such security, any statement which was at the time and in the light...was made, false or misleading with respect to any material fact, and which he knew or had reasonable ground to believe was so false or misleading. (5)... | |
| |
... or any rule or regulation thereunder or any undertaking contained in a registration statement as provided in subsection (d) of Section 15 of this title, which statement was at the time and in the light of the circumstances under which it was made... 
