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" ... any profit realized by him from any purchase and sale, or any sale and purchase, of any equity security of such issuer (other than an exempted security) within any period of less than six months, unless such security was acquired in good faith in... "
United States Reports: Cases Adjudged in the Supreme Court at ... and Rules ... - Pagina 246
de United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1977
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 pagini
...person on any transaction in such a registered security extending over a period of less than 6 months shall inure to and be recoverable by the issuer, irrespective of any intention or expectation on his part in entering into such transaction of holding the security purchased for...
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 pagini
...ownership as have occurred during such calendar month. (b) Any profit realized by such beneficial owner, director, or officer from any purchase and sale or...with a debt previously contracted, shall inure to and bt> recoverable by the issuer, irrespective of any intention on the part of such beneficial owner,...
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Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 pagini
...person on any transaction in such a registered security extending over a period of less than six months shall inure to and be recoverable by the issuer, irrespective of any intention or expectation on his part in entering into such transaction of holding the security purchased for...
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Public Utility Holding Company Act of 1935: Hearings, April 16 to 29, 1935

United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1164 pagini
...of such registered holding company or any subsidiary company thereof within any period of less thin six months, unless such security was acquired in good...contracted, shall inure to and be recoverable by the holding company or subsidiary company in respect of the security of which *nch profit was realized,...
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Public Utility Holding Company Act of 1935: Hearings Before the Committee on ...

United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1298 pagini
...purchase, of any security of such registered holding company or any subsidiary company thereof within any period of less than six months, unless such security was acquired in good faith in connection witii a debt previously contracted, shall inure to and be recoverable by the boMing company or subsidiary...
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Official Summary of Stock Transactions and Holdings of Officiers ..., Volumul 1

United States. Securities and Exchange Commission - 1935 - 208 pagini
...sale and purchase, of any equity security of such issuer (other than an exempted security) within any period of less than six months, unless such security was acquired in good faith in connection with a deht previously contracted, shall inure to and he recoverahle hy the issuer, irrespective of any intention...
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General Rules and Regulations and Forms Under the Public Utility Holding ...

United States. Securities and Exchange Commission - 1937 - 68 pagini
...and sell or sell and purchase any such security within any period of less than six months, unless (i) such security was acquired in good faith in connection with a debt previously contracted, or (ii) all profit realized by such officer or director and by such investment banker is paid to and...
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Decisions and Reports, Volumul 3

United States. Securities and Exchange Commission - 1940 - 1240 pagini
...company thereof within any period of less than 6 months, unless such security was acquired in gooil faith in connection with a debt previously contracted, shall Inure to and be recoverable by the holding company or subsidiary company In respect of the security of which such profit was realized,...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1956 - 900 pagini
...and be recoverable by the issuer, irrespec:ive of any intention on the part of such beneficial iwner, director, or officer in entering into such transaction of holding the security purchased or 3f not repurchasing the security sold for a period exceeding six montha Suit to recover such profit...
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The Code of Federal Regulations of the United States of America ..., Cartea 2

1943 - 1346 pagini
...and sell or sell and purchase any such security within any period of less than six months, unless (a) such security was acquired in good faith in connection with a debt previously con1 See § 250.201 (b) for temporary provisions continuing In effect as to persons already qualified...
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