| United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 pagini
...person on any transaction in such a registered security extending over a period of less than 6 months shall inure to and be recoverable by the issuer, irrespective of any intention or expectation on his part in entering into such transaction of holding the security purchased for... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 pagini
...ownership as have occurred during such calendar month. (b) Any profit realized by such beneficial owner, director, or officer from any purchase and sale or...with a debt previously contracted, shall inure to and bt> recoverable by the issuer, irrespective of any intention on the part of such beneficial owner,... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 pagini
...person on any transaction in such a registered security extending over a period of less than six months shall inure to and be recoverable by the issuer, irrespective of any intention or expectation on his part in entering into such transaction of holding the security purchased for... | |
| United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1164 pagini
...of such registered holding company or any subsidiary company thereof within any period of less thin six months, unless such security was acquired in good...contracted, shall inure to and be recoverable by the holding company or subsidiary company in respect of the security of which *nch profit was realized,... | |
| United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1298 pagini
...purchase, of any security of such registered holding company or any subsidiary company thereof within any period of less than six months, unless such security was acquired in good faith in connection witii a debt previously contracted, shall inure to and be recoverable by the boMing company or subsidiary... | |
| United States. Securities and Exchange Commission - 1935 - 208 pagini
...sale and purchase, of any equity security of such issuer (other than an exempted security) within any period of less than six months, unless such security was acquired in good faith in connection with a deht previously contracted, shall inure to and he recoverahle hy the issuer, irrespective of any intention... | |
| United States. Securities and Exchange Commission - 1937 - 68 pagini
...and sell or sell and purchase any such security within any period of less than six months, unless (i) such security was acquired in good faith in connection with a debt previously contracted, or (ii) all profit realized by such officer or director and by such investment banker is paid to and... | |
| United States. Securities and Exchange Commission - 1940 - 1240 pagini
...company thereof within any period of less than 6 months, unless such security was acquired in gooil faith in connection with a debt previously contracted, shall Inure to and be recoverable by the holding company or subsidiary company In respect of the security of which such profit was realized,... | |
| United States. Securities and Exchange Commission - 1956 - 900 pagini
...and be recoverable by the issuer, irrespec:ive of any intention on the part of such beneficial iwner, director, or officer in entering into such transaction of holding the security purchased or 3f not repurchasing the security sold for a period exceeding six montha Suit to recover such profit... | |
| 1943 - 1346 pagini
...and sell or sell and purchase any such security within any period of less than six months, unless (a) such security was acquired in good faith in connection with a debt previously con1 See § 250.201 (b) for temporary provisions continuing In effect as to persons already qualified... | |
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