Sarbanes-Oxley and the New Internal Auditing RulesJohn Wiley & Sons, 10 mai 2004 - 336 pagini Sarbanes-Oxley and the New Internal Auditing Rules thoroughly and clearly explains the Sarbanes-Oxley Act, how it impacts auditors, and how internal auditing can help with its requirements, such as launching an ethics and whistle-blower program or performing effective internal controls reviews under the COSO framework. With ample coverage of emerging rules that have yet to be issued and other matters subject to change, this book outlines fundamental blueprints of the new rules, technological developments, and evolving trends that impact internal audit professionals. Order your copy today! |
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Pagina vii
... Whistleblower Program 71 Launching an Organization Ethics Program 72 Establishing a Mission or Values Statement 79 Codes of Conduct 81 Whistleblower and Hotline Functions 89 Auditing the Organization's Ethics Functions 99 Chapter 5 COSO ...
... Whistleblower Program 71 Launching an Organization Ethics Program 72 Establishing a Mission or Values Statement 79 Codes of Conduct 81 Whistleblower and Hotline Functions 89 Auditing the Organization's Ethics Functions 99 Chapter 5 COSO ...
Pagina 4
... whistleblower function for the corporation, and supervising a formal assessment of internal controls. As part of its service to management role, internal audit should be in an ideal position to help its audit committee to achieve these ...
... whistleblower function for the corporation, and supervising a formal assessment of internal controls. As part of its service to management role, internal audit should be in an ideal position to help its audit committee to achieve these ...
Pagina 7
... whistleblower functions, establishing an ethics practice, and establishing a good internal controls review and evaluation processes should help internal auditors to better communicate with designated members of the audit committees ...
... whistleblower functions, establishing an ethics practice, and establishing a good internal controls review and evaluation processes should help internal auditors to better communicate with designated members of the audit committees ...
Pagina 8
... whistleblower program in their organization, and to better appreciate the role of their internal audit function. This book should be helpful to anyone interested in an overview of SOA and how it might apply to the organization. Although ...
... whistleblower program in their organization, and to better appreciate the role of their internal audit function. This book should be helpful to anyone interested in an overview of SOA and how it might apply to the organization. Although ...
Pagina 35
Ne pare rău, conținutul acestei pagini este restricționat.
Ne pare rău, conținutul acestei pagini este restricționat.
Cuprins
1 | |
9 | |
CHAPTER 3 Heightened Responsibilities for Audit Committees | 59 |
CHAPTER 4 Launching an Ethics and Whistleblower Program | 71 |
Chapter 5 COSO Section 404 and Control SelfAssessments | 103 |
Chapter 6 IIA CobiT and Other Professional Internal Audit Standards | 165 |
Chapter 7 Disaster Recovery and Continuity Planning after 911 | 189 |
Chapter 8 Internal Audit Fraud Detection and Prevention | 213 |
Chapter 9 Enterprise Risk Management Privacy and Other Legislative Initiatives | 231 |
Chapter 10 Rules and Procedures for Internal Auditors Worldwide | 257 |
Chapter 11 Continuous Assurance Auditing Future Directions | 293 |
Chapter 12 Summary Internal Auditing Going Forward | 313 |
Glossary | 317 |
321 | |
Alte ediții - Afișează-le pe toate
Sarbanes-Oxley and the New Internal Auditing Rules Robert R. Moeller Nu există previzualizare disponibilă - 2004 |
Termeni și expresii frecvente
activities AICPA application appropriate areas assess audit committee audit report auditing standards backup Business Continuity Planning changes CobiT code of conduct compliance component control environment control objectives control review corporate governance COSO internal control data warehouse develop disaster recovery disclosure discussed in Chapter documentation effective employees Enron established evaluate example Exhibit files financial auditing financial reporting financial statements fraud GLBA guidelines HIPAA IIA Standards impact implement information systems internal audit function internal control ISACA issues ITIL major matter ment monitoring nal audit officers OLAP operations organization organization’s organizational overall PCAOB perform potential procedures professional public accounting firms quality auditors requirements responsibility risk management Sarbanes-Oxley Act Section 404 senior management SOA rules stakeholders tion transactions trols Turnbull Report understanding vendor violations whistleblower workpapers XBRL
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