Sarbanes-Oxley and the New Internal Auditing RulesJohn Wiley & Sons, 10 mai 2004 - 336 pagini Sarbanes-Oxley and the New Internal Auditing Rules thoroughly and clearly explains the Sarbanes-Oxley Act, how it impacts auditors, and how internal auditing can help with its requirements, such as launching an ethics and whistle-blower program or performing effective internal controls reviews under the COSO framework. With ample coverage of emerging rules that have yet to be issued and other matters subject to change, this book outlines fundamental blueprints of the new rules, technological developments, and evolving trends that impact internal audit professionals. Order your copy today! |
Din interiorul cărții
Rezultatele 1 - 5 din 88
Pagina xi
... responsibility for internal audit functions through what was called outsourcing. Many internal audit professionals ... responsibilities were evolving and the profession of internal auditing was changing. This was all happening during the ...
... responsibility for internal audit functions through what was called outsourcing. Many internal audit professionals ... responsibilities were evolving and the profession of internal auditing was changing. This was all happening during the ...
Pagina 3
... responsibilities for internal audit. In addition to SOA, a large number of other rules, improved standards, and ... responsibility for their internal audit functions. We explain and interpret these processes and rules, giving some ...
... responsibilities for internal audit. In addition to SOA, a large number of other rules, improved standards, and ... responsibility for their internal audit functions. We explain and interpret these processes and rules, giving some ...
Pagina 4
... responsibility for the corporate audit committee. This chapter describes these SOA responsibilities and suggests how internal auditors might work more effectively with their audit committee. An audit committee's new responsibilities ...
... responsibility for the corporate audit committee. This chapter describes these SOA responsibilities and suggests how internal auditors might work more effectively with their audit committee. An audit committee's new responsibilities ...
Pagina 6
... responsibility. As with so many things, SOA has changed these attitudes. This chapter provides guidance for internal ... responsibilities are new. The chapter outlines how internal auditors can help to create a culture of honesty in ...
... responsibility. As with so many things, SOA has changed these attitudes. This chapter provides guidance for internal ... responsibilities are new. The chapter outlines how internal auditors can help to create a culture of honesty in ...
Pagina 7
... responsibility matters. All internal auditors should have an understanding of these new rules and how they will apply to circumstances in individual organizations. WHO WILL FIND THIS BOOK USEFUL? This book is directed to all internal ...
... responsibility matters. All internal auditors should have an understanding of these new rules and how they will apply to circumstances in individual organizations. WHO WILL FIND THIS BOOK USEFUL? This book is directed to all internal ...
Cuprins
1 | |
9 | |
CHAPTER 3 Heightened Responsibilities for Audit Committees | 59 |
CHAPTER 4 Launching an Ethics and Whistleblower Program | 71 |
Chapter 5 COSO Section 404 and Control SelfAssessments | 103 |
Chapter 6 IIA CobiT and Other Professional Internal Audit Standards | 165 |
Chapter 7 Disaster Recovery and Continuity Planning after 911 | 189 |
Chapter 8 Internal Audit Fraud Detection and Prevention | 213 |
Chapter 9 Enterprise Risk Management Privacy and Other Legislative Initiatives | 231 |
Chapter 10 Rules and Procedures for Internal Auditors Worldwide | 257 |
Chapter 11 Continuous Assurance Auditing Future Directions | 293 |
Chapter 12 Summary Internal Auditing Going Forward | 313 |
Glossary | 317 |
321 | |
Alte ediții - Afișează-le pe toate
Sarbanes-Oxley and the New Internal Auditing Rules Robert R. Moeller Nu există previzualizare disponibilă - 2004 |
Termeni și expresii frecvente
activities AICPA application appropriate areas assess audit committee audit report auditing standards backup Business Continuity Planning changes CobiT code of conduct compliance component control environment control objectives control review corporate governance COSO internal control data warehouse develop disaster recovery disclosure discussed in Chapter documentation effective employees Enron established evaluate example Exhibit files financial auditing financial reporting financial statements fraud GLBA guidelines HIPAA IIA Standards impact implement information systems internal audit function internal control ISACA issues ITIL major matter ment monitoring nal audit officers OLAP operations organization organization’s organizational overall PCAOB perform potential procedures professional public accounting firms quality auditors requirements responsibility risk management Sarbanes-Oxley Act Section 404 senior management SOA rules stakeholders tion transactions trols Turnbull Report understanding vendor violations whistleblower workpapers XBRL
Referințe la această carte
Aligning Business and IT with Metadata: The Financial Services Way Hans Wegener Previzualizare limitată - 2007 |
Inside the Boardroom: How Boards Really Work and the Coming Revolution in ... Richard Leblanc,James Gillies Vizualizare fragmente - 2005 |