Sarbanes-Oxley and the New Internal Auditing RulesJohn Wiley & Sons, 10 mai 2004 - 336 pagini Sarbanes-Oxley and the New Internal Auditing Rules thoroughly and clearly explains the Sarbanes-Oxley Act, how it impacts auditors, and how internal auditing can help with its requirements, such as launching an ethics and whistle-blower program or performing effective internal controls reviews under the COSO framework. With ample coverage of emerging rules that have yet to be issued and other matters subject to change, this book outlines fundamental blueprints of the new rules, technological developments, and evolving trends that impact internal audit professionals. Order your copy today! |
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Pagina 4
... reviews of these functions. Chapter 5: COSO, Section 404, and Control Self-Assessments Although some of the rules discussed in this book are completely new, the COSO (Committee of Sponsoring Organizations) internal controls review ...
... reviews of these functions. Chapter 5: COSO, Section 404, and Control Self-Assessments Although some of the rules discussed in this book are completely new, the COSO (Committee of Sponsoring Organizations) internal controls review ...
Pagina 5
... Control Self-Assessment process, a methodology to review key business objectives, risks involved in achieving those objectives, and internal controls designed to manage those risks. The Institute of Internal Auditors (IIA) recently has ...
... Control Self-Assessment process, a methodology to review key business objectives, risks involved in achieving those objectives, and internal controls designed to manage those risks. The Institute of Internal Auditors (IIA) recently has ...
Pagina 6
... reviews to identify and mitigate fraud risks, and develop a fraud oversight process ... review areas. Chapter. 10: Rules. and. Procedures. for. Internal. Auditors ... control objectives framework. The chapter also covers the importance of ...
... reviews to identify and mitigate fraud risks, and develop a fraud oversight process ... review areas. Chapter. 10: Rules. and. Procedures. for. Internal. Auditors ... control objectives framework. The chapter also covers the importance of ...
Pagina 13
... review process as well as audit committee and internal audit interactions ... control standards; the more recently issued SAS No. 99 was titled ... Control,. Sarbanes-Oxley Overview: Key Internal Audit Concerns 13.
... review process as well as audit committee and internal audit interactions ... control standards; the more recently issued SAS No. 99 was titled ... Control,. Sarbanes-Oxley Overview: Key Internal Audit Concerns 13.
Pagina 15
... review process handled this, but the major firms often found little to criticize about their peers. This area will ... control standards, and ethics standards for registered public accounting firms to use for their. Auditing, Quality Control ...
... review process handled this, but the major firms often found little to criticize about their peers. This area will ... control standards, and ethics standards for registered public accounting firms to use for their. Auditing, Quality Control ...
Cuprins
1 | |
9 | |
CHAPTER 3 Heightened Responsibilities for Audit Committees | 59 |
CHAPTER 4 Launching an Ethics and Whistleblower Program | 71 |
Chapter 5 COSO Section 404 and Control SelfAssessments | 103 |
Chapter 6 IIA CobiT and Other Professional Internal Audit Standards | 165 |
Chapter 7 Disaster Recovery and Continuity Planning after 911 | 189 |
Chapter 8 Internal Audit Fraud Detection and Prevention | 213 |
Chapter 9 Enterprise Risk Management Privacy and Other Legislative Initiatives | 231 |
Chapter 10 Rules and Procedures for Internal Auditors Worldwide | 257 |
Chapter 11 Continuous Assurance Auditing Future Directions | 293 |
Chapter 12 Summary Internal Auditing Going Forward | 313 |
Glossary | 317 |
321 | |
Alte ediții - Afișează-le pe toate
Sarbanes-Oxley and the New Internal Auditing Rules Robert R. Moeller Nu există previzualizare disponibilă - 2004 |
Termeni și expresii frecvente
activities AICPA application appropriate areas assess audit committee audit report auditing standards backup Business Continuity Planning changes CobiT code of conduct compliance component control environment control objectives control review corporate governance COSO internal control data warehouse develop disaster recovery disclosure discussed in Chapter documentation effective employees Enron established evaluate example Exhibit files financial auditing financial reporting financial statements fraud GLBA guidelines HIPAA IIA Standards impact implement information systems internal audit function internal control ISACA issues ITIL major matter ment monitoring nal audit officers OLAP operations organization organization’s organizational overall PCAOB perform potential procedures professional public accounting firms quality auditors requirements responsibility risk management Sarbanes-Oxley Act Section 404 senior management SOA rules stakeholders tion transactions trols Turnbull Report understanding vendor violations whistleblower workpapers XBRL
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