 | United States. Securities and Exchange Commission - 1956 - 926 pagini
...of any national securities exchange. "(1) to employ any device, scheme, or artifice to defraud, "(2) to make any untrue statement of a material fact or...circumstances under which they were made, not misleading, or "(3) to engage In any act, practice, or course of business which operates or would operate as a fraud... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 pagini
...commerce, directly or indirectly — (1) To employ any device, scheme, or artifice to defraud, or (2) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statement made, in light of the circumstances under which they are made, not misleading.... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 pagini
...directly or indirectly — 1508—37 2 (1) To employ any device, scheme, or artifice to defraud, or (2) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statement made, in light of the circumstances under which they are made, not misleading.... | |
 | United States. Securities and Exchange Commission - 1956 - 900 pagini
...of any national securities exchange, (1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue statement of a material fact or...circumstances under which they were made, not misleading, or SECT. HI ItS Rule lOb-6. ProhibitioBs Against Tradiag by Persons Interested i> a (a) It shall constitute... | |
 | United States. Securities and Exchange Commission - 1953 - 828 pagini
...any national securities exchange — "(1 ) to employ any device, scheme, or artifice to defraud. "(2) to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made. In the light of the circumstances oader which they were made, not... | |
 | United States. Securities and Exchange Commission - 1953 - 824 pagini
...Interstate commerce, or of the malls, . . . (1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue statement of a material fact or to omit to state a material The order for hearing raises two principal questions : (a) Whether in the period from October 14, 1943,... | |
 | 1985 - 688 pagini
...Feb. 28, 1985] § 240.10b-5 Employment of manipulative and deceptive devices. It shall be unlawful for any person, directly or indirectly, by the use...circumstances under which they were made, not misleading, or Securities and Exchange Commission (c) To engage in any act, practice, or course of business which... | |
 | 1986 - 978 pagini
...by use of the mails or any means or instrumentality of interstate commerce, directly or indirectly: (a) To employ any device, scheme, or artifice to defraud,...circumstances under which they were made, not misleading, or tclTo engage in any act, practice, or course of business which operates or wouJd operate as a fraud... | |
 | 2002 - 1016 pagini
...with an issuer tender offer: (i) To employ any device, scheme or artifice to defraud any person; (ii) To make any untrue statement of a material fact or...circumstances under which they were made, not misleading; or (iii) To engage in any act, practice or course of business which operates or would operate as a fraud... | |
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... to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading... 
