 | Marc I. Steinberg - 1984 - 1220 pagini
...requirements of section I3(a)or 15(d) of the Securities Exchange Act of 1934 (15 USC [§§] 78m or 78o(d)) and that information contained in the periodic report...condition and results of operations of the issuer. "(c) CRIMINAL PENALTIES - Whoever (1) certifies any statement as set forth in subsections (a) and (b)... | |
 | Dan K. Webb, Robert W. Tarun, Steven F. Molo - 2023 - 1436 pagini
...knowledge, the financial statements and other financial information included in the report, fairly present in all material respects the financial condition and results of operations of the issuer as of, and for the periods presented in the reports. improper hazardous waste disposal.'" 741 F.2d... | |
 | Ralph C. Ferrara, Kevin T. Abikoff, Laura Leedy Gansler - 2013 - 1180 pagini
...knowledge, the financial statements, and other financial information included in the report, fairly present in all material respects the financial condition and results of operations of the issuer as of, and for, the periods presented in the report; (4) the signing officers — (A) are responsible... | |
 | John H. Mathias, David M. Kroeger, Matthew M. Neumeier, Jerry J. Burgdoerfer - 2000 - 716 pagini
...knowledge, the financial statements, and other financial information included in the report, fairly present in all material respects the financial condition and results of operations of the company; (4) the signing officers are responsible for establishing and maintaining disclosure controls... | |
 | Jane K. Winn, Benjamin Wright - 2000 - 2519 pagini
...contain an untrue statement or fail to state a material fact; • The financial statements fairly present in all material respects the financial condition and results of operations of the company; • They are responsible for establishing and maintaining disclosure controls and procedures... | |
 | Jonathan M. Hoff, Lawrence A. Larose, Frank J. Scaturro - 2002 - 706 pagini
...report fully complies with the requirements of Section 13(a) or 15(d) of the Exchange Act; and (2) the information contained in the periodic report fairly...financial condition and results of operations of the company.19 A certifying officer who signs a Section 906 certification knowing it to be false may be... | |
 | United States. General Accounting Office - 2002 - 276 pagini
...Sections 13(a) and 15(d) of the Exchange Act, and that the information contained in the periodic reports fairly presents, in all material respects, the financial...condition and results of operations of the issuer. Certifying a report while knowing that it does not comport with all of the requirements of § 1350... | |
 | Fredric D. Tannenbaum - 2002 - 1362 pagini
...the statements set forth in (ii) which are subject to normal year end adjustments) and present fairly in all material respects the financial condition and results of operations of ABC for the respective periods indicated. 2.8 No Undisclosed Liabilities. ABC is not subject to any... | |
 | United States - 2003 - 946 pagini
...requirements of section 13(a) or 15(d) of the Securities Exchange Act pf x 1934 (15 USC 78m or 78o(d)) and that information contained in the periodic report...condition and results of operations of the issuer. (c) CRIMINAL PENALTIES. — Whoever— (1) certifies any statement as set forth in subsections (a)... | |
 | Paul R. Niven - 2003 - 320 pagini
...that reports fully comply with the requirements of securities laws and that the information in the report fairly presents, in all material respects,...financial condition and results of operations of the company. Basically, company executives are making a pledge that what is in their financial reports... | |
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... fairly present in all material respects the financial condition and results of operations of the issuer... 
