 | United States - 1938 - 48 pagini
...with or without consideration, into such, a security, or carrying any warrant or right to subscribe to or purchase such a security ; or any such warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate, by such rules... | |
 | United States - 1953 - 1692 pagini
...with or without consideration, into such a security, or carrying any warrant or right to subscribe ssion shall be set forth, the items or details to be shown in balance sheets, profit and loss Commission shall deem to be of similar nature and consider necessary or appropriate, by such rules... | |
 | 1977 - 970 pagini
...with or without consideration, Into such a security; or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any other security which the [Board] shall deem to be of similar nature and consider necessary or appropriate, by such rules and... | |
 | 1997 - 734 pagini
...§230.405 or without consideration into such a security, or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any put, call, straddle, or other option or privilege of buying such a security from or selling such a... | |
 | 1996 - 888 pagini
...convertible, with or without consideration into such a security, or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any put, call, straddle, or other option or privilege of buying such a security from or selling such a... | |
 | 2001 - 994 pagini
...convertible, with or without consideration into such a security, or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any put, call, straddle, or other option or privilege of buying such a security from or selling such a... | |
 | 1998 - 784 pagini
...with or without consideration, into such t security, or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right. (J) Fifty-percent-owned person. The term 50-percent-owned person, in rela-tion to a specified person,... | |
 | 1986 - 1004 pagini
...with or without consideration, into such a security, or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right. (j) Fifty-percent-owned person. The term "50-percent-owned person," in relation to a specified person,... | |
 | United States - 1955 - 54 pagini
...with or without consideration, into such a security, or carrying any warrant or right to subscribe to or purchase such a security ; or any such warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate, by such rules... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1955 - 728 pagini
...with or without consideration, into such a security, or carryIng any warrant or right to subscribe to or purchase such a security ; or any such warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate, by such rules... | |
| |
equity security" means any stock or similar security; or any security convertible, with or without consideration, into such a security, or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any... 
