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APPENDIX

V

NOMINATION AND ELECTION OF PRESIDENT AND VICE PRESDENT AND QUALIFICATIONS FOR VOTING

APPENDIX

DUTIES AND POWERS OF PRESIDENTIAL ELECTORS

(By Mollie Z. Margolin, legislative attorney, American Law Division,
Legislative Reference Service, Library of Congress, June 23, 1961)

OUTLINE OF CONTENTS

Duties and powers under United States Constitution.

Article II, section 1, clause 2.

Twelfth amendment.

Duties enumerated.

Right to pledge their vote.

Must an elector keep his pledge. Historical background.

State law.

Nomination.

Pledge of electors.

Special instructions to electors.

Table Nomination and election of Presidential electors-State law.

DUTIES AND POWERS UNDER UNITED STATES CONSTITUTION

Article II, section 1, clause 2

Article II of the United States Constitution provides:

"Each State shall appoint, in such manner as the legislature thereof may direct, a number of Electors, equal to the whole number of Senators and Representatives to which the State may be entitled in the Congress; but no Senator or Representative, or person holding an office of trust or profit under the United States, shall be appointed an Elector."

Twelfth amendment

The twelfth amendment to the Constitution of the United States provides: "The Electors shall meet in their respective States, and vote by ballot for President and Vice-President, one of whom, at least shall not be an inhabitant of the same State with themselves; they shall name in their ballots the person voted for as President, and in distinct ballots the person voted for as Vice-President, and they shall make distinct lists of all persons voted for as President, and of all persons voted for as Vice-President, and of the number of votes for each, which lists they shall sign and certify, and transmit sealed to the seat of the government of the United States, directed to the President of the Senate ;The President of the Senate shall, in the presence of the Senate and the House of Representatives, open all the certificates and the votes shall then be counted ;The person having the greatest number of votes for President, shall be the President, if such number be a majority of the whole number of Electors appointed; and if no person have such majority, then from the persons having the highest numbers not exceeding three on the list of those voted for as President, the House of Representatives shall choose immediately, by ballot, the President * *

Duties enumerated

The duties imposed upon the Presidential electors are clearly outlined in the twelfth amendment to the United States Constitution, supra: (a) To meet in their respective States; (b) to vote by ballot for President and Vice President of the United States (one of whom, at least, shall not be an inhabitant of the same State with themselves); (c) to name in their ballots the person voted for

as President; (d) to use seperate ballots for President and for Vice President: (e) to make lists of persons voted for as President; (f) to make separate lists for President and for Vice President; (g) to enter number of votes on such lists; (h) to sign, certify, and transmit sealed such lists to Washington, DC, addressed to the President of the Senate.

Right to pledge their votes, as interpreted by U.S. Supreme Court

"*** We consider the argument that the twelfth amendment demands absolute freedom for the elector to vote his own choice, uninhibited by a pledge. It is true that the amendment says the electors shall vote by ballot. But it is also true that the amendment does not prohibit an elector's announcing his choice beforehand, pledging himself. The suggestion that in the early elections candidates for electors-contemporaries of the Founders-would have hesitated, because of constitutional limitations, to pledge themselves to support party nominees in the event of their selection as electors is impossible to accept. History teaches that the electors were expected to support the party nominees. Experts in the history of government recognize the long standing practice. Indeed more than twenty states do not print the names of the candidates for electors on the general election ballot. Instead, in one form or another, they allow a vote for the presidential candidate of the national conventions to be counted as a vote for his party's nominees for the electoral college. This long continued practical interpretation of the constitutional propriety of an implied or oral pledge of his ballot by a candidate for elector as to his vote in the electoral college weighs heavily in considering the constitutionality of a pledge, such as the one here required, in the primary.

40 * Surely one may voluntarily assume obligations to vote for a certain candidate *** "We conclude that the twelfth amendment does not bar a political party from requiring the pledge to support the nominees of the national convention. Where a state authorizes a party to choose its nominees for elector in a party primary and to fix the qualifications for the candidates, we see no federal constitutional objection to the requirement of this pledge" (Ray v. Blair, 1951, 343 U. S. 214, 228-231).

As far back as 1892, in the case of McPherson v. Blacker (146 U. S. 1, 36), the Court stated:

"*** Doubtless it was supposed that the electors would exercise a reasonable independence and fair judgment in the selection of the Chief Executive, but experience soon demonstrated that, whether chosen by the legislatures or by popu lar suffrage on general tickets or in districts, they were so chosen simply to register the will of the appointing power in respect of a particular candidate. In relation, then, to the independence of the electors the original expectation may be said to have been frustrated. Miller on Const. Law, 149; Rawle on Const. 55; Story Const. § 1473; The Federalist, No. 68. But we can perceive no reason for holding that the power confided to the States by the Constitution has ceased to exist because the operation of the system has not fully realized the hopes of those by whom it was created ***."

Must an elector keep his pledge

Does an elector who is pledged to one Presidential candidate, either by having filed papers so pledging himself or by having his name associated with such Presidential candidate on the general election ballot, have the power to cast his vote for another Presidential candidate in the electoral college?

In the election of 1796, although two Federalist electors were elected in Pennsylvania, one of these electors voted for Thomas Jefferson who was a Republican. Nevertheless, such a vote was legal, was uncontested, and was counted for Jefferson. A description of the incident is contained in "A History of the Presidency from 1788 to 1897" (1916), by Edward Stanwood, at pp. 50-51:

"One vote for Jefferson in Pennsylvania deserves notice, since it is believed to have been given by the only elector in the history of the country who has ever betrayed the trust reposed in him by those who supported him. The closeness of the vote in Pennsylvania already has been recorded, and the fact that two Federalist electors slipped in. One of the two voted for Jefferson and Pinckney. The treachery of this elector was the subject of an exceedingly plain spoken communication in the 'United States Gazette' from an exasperated Federalist. 'What!' he exclaimed. 'Do I chuse Samuel Miles to determine for me whether John Adams or Thomas Jefferson shall be President? No! I chuse him to act, not to think.'*** 'At the election of 1796 the people had enjoyed the privilege of choosing the electors by popular vote'" (id., p. 60).

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